Category Archives: Free Compliance Forms

Employee Handbook Policy Statements on Trade Secrets and Confidential Information

Employee Handbook Policy Statements for Confidentiality The Company is dedicated to safeguarding its trade secrets and proprietary information. Trade secrets encompass any confidential business data that affords the Company a competitive advantage, including but not limited to formulas, processes, designs, … Continue reading

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APPOINTMENT OF COMPLIANCE OFFICER RESOLUTION

Appointment of a Compliance Office is a critical element in compliance program effectiveness. Failing to appoint a compliance officer is almost an automatic indication that a compliance program is not effective. Below is an example of a compliance officer appointment … Continue reading

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Yates Memorandum Main Steps and Key Priorities

General Priorities in the Yates Memorandum The Yates Memo prioritizes the manner in which Government civil and criminal law enforcement investigations are conducted. It begins by proclaiming that “One of the most effective ways to combat corporate misconduct is by … Continue reading

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Compliance Policy and Procedures List of Compliance Policies

LIST OF COMPLIANCE-RELATED POLICIES AND PROCEDURES PROCESS POLICIES AND PROCEDURES Compliance Program Resolutions Appointment Of Compliance Officer Compliance Plan Document – General Code Of Conduct Statement Of CEO On Compliance Statement Of Board Of Directors Compliance Committee Charter Uniform Compliance … Continue reading

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