Category Archives: Compliance Due Diligence

Internal Reporting System for Compliance Concerns

Setting Up Your Internal Reporting Mechanism One of the primary elements in a Compliance Program is the creation of a system that permits employees and others to provide information regarding potential compliance issues without fear of retaliation.  In larger organizations, … Continue reading

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Successor Liability and Compliance Due Diligence

Due Diligence of Compliance Issues in Acquisitions Successor liability issues are a central factor to consider when assessing the scope of compliance due diligence.  The acquiring organization must assess the degree to which it will assume liability for the past … Continue reading

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